Adaptation and interim decisions

Specify triggers actions and boundaries

Prespecify information times and authorized actions. Distinguish planned adaptations from unplanned amendments and explain deviations. Interim confidentiality protects ongoing conduct and interpretation.

Flow diagram

Adaptation and interim decisionsF1.S1Choose adaptation typeF1.S2Define information times andtriggersF1.S3Specify decision boundariesand actionsF1.S4Separate review responsibilitiesF1.S5Record decisions and deviationsF1.S6Continue as plannedF1.S7Apply permitted adaptationF1.S8Stop or close comparisonF1.N1Adaptive decision specificationInterim lookInformationruleBoundaryPermittedactionAuthorityPlanned interimContinuationEarly closureF1.N2Assumptions and rationaleF1.N3Method and protocol evidenceF1.S0 Start flowAdaptation and interim decisionsF1.S999 End flowEnd flow

Steps

Choose adaptation type

Select stopping, sample-size re-estimation, arm selection or another justified variant.

Define information times and triggers

Specify timing, minimum information and handling of delayed outcomes.

Specify decision boundaries and actions

Record permitted changes, continuation rules and binding/nonbinding status.

Separate review responsibilities

Define who sees unblinded data and who implements decisions.

Record decisions and deviations

Retain the algorithm version, evidence, authority and rationale.

Continue as planned

Maintain the current design when continuation criteria hold.

Apply permitted adaptation

Implement only the protocol-authorized action.

Stop or close comparison

Apply the prespecified stopping rule with review authority.

Adaptation and interim decisions

End flow

Tables and supporting information

Adaptive decision specification

Adaptive decision specificationInterim lookInformationruleBoundaryPermittedactionAuthorityPlanned interimContinuationEarly closure

Do not combine all adaptation types by default; enter reviewed design thresholds.

Assumptions and rationale

Operational access to interim findings can bias conduct even when a statistical boundary is valid.

Method and protocol evidence

Attach the protocol, methodological sources and versioned software specification supporting these decisions. Record citations and provenance; do not enter participant identifiers.

Sources