Adaptive trial recruitment and allocation
Track enrollment and changing assignments
Not every adaptive design changes allocation probabilities. If allocation can change, prespecify how, when and for whom, and retain the probability and rule version for each epoch.
Flow diagram
Steps
Define eligibility and recruitment
Specify enrollment rules and baseline assessments.
Specify initial randomization
Record allocation probabilities, concealment and stratification.
Define permitted allocation changes
Link any changes to the prespecified adaptation plan and version.
Track assignment epochs
Retain the rule, eligible arms and allocation probability used for each epoch.
Preserve allocation auditability
Document operational implementation and prevent access to restricted interim information.
Adaptive trial recruitment and allocation
End flow
Tables and supporting information
Adaptive allocation epochs
Fixed allocation remains an option; response-adaptive allocation is not assumed.
Assumptions and rationale
Only prospectively permitted adaptations belong in the design; changing probabilities can affect analysis and operational bias.
Method and protocol evidence
Attach the protocol, methodological sources and versioned software specification supporting these decisions. Record citations and provenance; do not enter participant identifiers.